Gregory Pennini
Gregory Pennini is a registered investment advisor at Cetera Investment Advisers LLC, based in Westford, MA, with 17 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
234 Littleton Road Suite 2A, Westford, MA, 01886
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory operates Carrthaxston Financial Group as a DBA for his LPL business. He also markets non-variable insurance products, including life, health, disability, long-term care, and fixed annuities, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
LPL Financial LLC
Carrthaxton Financial Group
LPL Financial LLC
LPL Financial LLCBroker
Jackson National Life Distributors LLCBroker
State Registrations33 states
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