FP
FP

Frank Piacente

16 Years of Experience
Rochester, NY
BrokerSells Insurance

Frank Piacente is a registered investment advisor, based in Rochester, NY, with 16 years of industry experience.

Location

225 Chestnut St, Rochester, NY, 14604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Frank is associated with ESL Investment Services as a limited purpose broker and DBA for LPL, dedicating full-time hours. He also receives non-variable insurance trails from Mass Mutual and is involved with non-variable insurance through ESL Investment Services, spending about 10-20% of his time on the latter.

Employment History
Current Registrations
Esl Investment Services, LLCBroker
September 2024 - Present · 2 yrs
LPL Financial LLC
September 2024 - Present · 2 yrs
LPL Financial LLCBroker
September 2024 - Present · 2 yrs
Previous Registrations
Eagle Strategies LLC
November 2023 - August 2024 · 9 mos
Nylife Securities LLCBroker
December 2022 - August 2024 · 1 yr 8 mos
MML Investors Services, LLC
June 2021 - August 2022 · 1 yr 2 mos
MML Investors Services, LLCBroker
July 2020 - August 2022 · 2 yrs 1 mo
Hornor, Townsend & Kent, LLCBroker
July 2017 - July 2020 · 3 yrs
Nylife Securities LLCBroker
December 2009 - June 2017 · 7 yrs 6 mos
First Investors CorporationBroker
January 2009 - December 2009 · 11 mos
State Registrations27 states
ALAZCACODCFLGAIAIDILINKSMEMIMNNCNHNJNVNYOHPARISCTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frank Piacente - Financial Advisor | TrueAdvisor