Roel Perez
Roel Perez is a registered investment advisor at TD Private Client Wealth LLC, based in Nanuet, NY, with 10 years of industry experience. Roel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 25,685 clients with $8.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.05% |
| $2.0M - $4.0M | 0.85% |
| $4M+ | 0.65% |
Rates shown are for Equity/Balanced accounts in Institutional and High Net Worth programs. Fixed income accounts have a separate schedule starting at 0.85%. TDIS US retail program charges a flat 1.10% for equity/balanced across all assets. Fees are negotiable.
Fee Estimator
Location
104 Market Street E., Nanuet, NY, 10954
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2012Employment History
Current Registrations
TD Private Client Wealth LLCBroker
TD Private Client Wealth LLC
TD Private Client Wealth LLC
Previous Registrations
Citigroup Global Markets INC.Broker
Chase Investment Services CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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