NM
NM

Neil Manthe

8 Years of Experience
St Paul, MN
Broker

Neil Manthe is a registered investment advisor at Cetera Investment Advisers LLC, based in St Paul, MN, with 8 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

400 Robert St N, Ste 800, St Paul, MN, 55101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Neil serves on the advisory board for Minnesota State University, Mankato, providing feedback on their Customer Experience Certificate Program. He also serves on the advisory board for BestPrep's Minnesota Business Venture summer business camp, aiming to improve financial literacy and business career interest among high school students; these activities require minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
February 2019 - August 2023 · 4 yrs 6 mos
Securian Financial Services, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Edward Jones
February 2010 - March 2011 · 1 yr 1 mo
Edward JonesBroker
January 2010 - March 2011 · 1 yr 2 mos
AXA Advisors, LLCBroker
March 2009 - August 2009 · 5 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.