JG
JG
James Gardas
17 Years of Experience
Hawley, PA
1 DisclosureBrokerSells Insurance
James Gardas is a registered investment advisor at Cetera Investment Advisers LLC, based in Hawley, PA, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
309 Main Ave, Hawley, PA, 18428
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2018Settled
Other Business ActivitiesSells Insurance
James is a registered representative at The Dime Bank and an insurance agent selling various insurance products. He also owns rental properties through J&J&J Partnership, owns J & J Creamery, and works as a financial advisor at Dime Wealth Management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2009 - June 2023 · 14 yrs 3 mos
State Registrations23 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.