CC
CC
Christopher Chaffon
17 Years of Experience
Tucson, AZ
2 Disclosures
Christopher Chaffon is a registered investment advisor at Nova Financial Services, based in Tucson, AZ, with 17 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 738 clients with $470M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
738 clients
Average Client Portfolio
$636K average
Assets Under Management
$469.4M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $2.0M | 2.25% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 1.75% |
| $10M+ | 1.75% |
Fees are negotiable for accounts over $10,000,000. Billed quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1630 E River Rd, Suite 212, Tucson, AZ, 85718
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
May 2015Customer Dispute
June 2014Denied
Employment History
Current Registrations
Nova Financial Services
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - June 2015 · 3 yrs
Morgan Stanley Smith Barney LLC
September 2009 - July 2012 · 2 yrs 10 mos
State Registrations1 state
AZ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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