David Mills is a registered investment advisor, based in Germantown, TN, with 17 years of industry experience.
Location
2176 West St, Ste 100, Germantown, TN, 38138
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David volunteers with the Germantown Chamber of Commerce and works as an agent/broker for Shoemaker Financial selling fixed insurance. He dedicates minimal time to each of these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
June 2009 - August 2023 · 14 yrs 2 mos
Securian Financial Services, INC.Broker
March 2009 - August 2023 · 14 yrs 5 mos
State Registrations17 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.