VP
VP

Vivian Perez

14 Years of Experience
Miami, FL
Broker

Vivian Perez is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 S. Biscayne Blvd., Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vivian owns rental property in Miami, Florida, since 2002. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
October 2023 - Present · 2 yrs 9 mos
Morgan StanleyBroker
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2016 - March 2021 · 5 yrs 2 mos
Itau International Securities INC.Broker
November 2011 - January 2016 · 4 yrs 2 mos
State Registrations15 states
AZCACTDEFLGAMAMINCNYSDTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vivian Perez - Financial Advisor | TrueAdvisor