Tae Kim
Tae Kim is a registered investment advisor at Osaic Wealth, INC., based in Overland Park, KS, with 17 years of industry experience. Tae operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
10561 Barkley St, Suite 200, Overland Park, KS, 66212
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
July 2017Judgment / Lien
March 2015Customer Dispute
August 2012Criminal
August 2000Other Business ActivitiesSells Insurance
Tae is an agent for Cornerstone Companies, selling fixed insurance products, dedicating a few hours per week. Tae also works nearly full-time in wealth management for Cornerstone Wealth Management, LLC, focusing on client relationships and asset management.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.