Nicholas Dennie
Nicholas Dennie is a registered investment advisor at LPL Financial LLC, based in Winthrop, IA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
224 West Madison St, Winthrop, IA, 50682
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Regulatory History (1)
Customer Dispute
March 2023Other Business Activities
Nicholas operates Dennie Investments as a DBA for his LPL business, dedicating nearly full-time hours to it. He also co-owns Fat Chef's Catering and Nick's Family Grocery, owns Dennie Farms, and manages real estate rentals, spending about 10-20% of his time on each of these ventures.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations9 states
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