Dwayne Bordelon is a registered investment advisor, based in Charlotte, NC, with 9 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dwayne maintains an insurance license, but is not actively using it. This activity requires minimal time.
Employment History
Current Registrations
Vanguard Marketing Corporation
January 2022 - Present · 4 yrs 8 mos
Vanguard Advisers, INC.
January 2022 - Present · 4 yrs 8 mos
Vanguard Marketing CorporationBroker
January 2022 - Present · 4 yrs 8 mos
Previous Registrations
Edward Jones
October 2017 - January 2022 · 4 yrs 3 mos
Edward JonesBroker
October 2017 - January 2022 · 4 yrs 3 mos
Edward JonesBroker
March 2016 - July 2016 · 4 mos
Jbs Liberty Securities, INC.Broker
March 2009 - October 2009 · 7 mos
State Registrations3 states
NCSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.