Sergio Garcia is a CFP-designated registered investment advisor, based in Dallas, TX, with 14 years of industry experience.
Location
8411 Preston Road, Suite 700, Dallas, TX, 75225
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sergio is a board member for the Episcopal Church of The Transfiguration and the Financial Planning Association of Dallas/Fort Worth, and an instructor at Southern Methodist University. He also works as a financial planner for BFS Advisory Group LLC and is a council member for the Certified Financial Planner Board of Standards.
Employment History
Current Registrations
Hightower Securities, LLCBroker
Hightower Advisors, LLC
Previous Registrations
Bfs Advisory Group, LLC
Fsc Securities CorporationBroker
Fsc Securities Corporation
Quest Capital Management, INC.
Omega Wealth Management LLC
The Gardner Group
Metlife Securities INC.
Metlife Securities INC.Broker
State Registrations1 state
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