Adam Phillipich is a registered investment advisor, based in Victoria, MN, with 16 years of industry experience.
Location
Victoria, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam is an advisory representative of a RIA (CIRA), dedicating about 10-20% of his time to investment-related activities. He also serves as Chairperson of the Bloomington Future Leaders Steering Committee and is an insurance agent, spending minimal time on the latter. Adam is also an investment advisor representative using the trade name/DBA C-Phase Financial, dedicating full-time hours to this.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.