Traci Kaas
Traci Kaas is a registered investment advisor at Shelter Wealth Strategies, LLC, based in Irvine, CA, with 17 years of industry experience. Traci operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 38 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees may be waived, adjusted, reduced or negotiated at Shelter's discretion. Fees are generally paid quarterly in advance.
Fee Estimator
Location
9870 Research Drive, Irvine, CA, 92618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Traci is an independent insurance agent, a structured settlement planner as President of Kaas Consulting, and a broker for Sage Settlement Consulting. She also receives referral fees from multiple companies and acts as a solicitor for Cooper McManus, Bernstein, Creative Planning LLC, WealthTech Partners LLC, and Devon Investment Advisory.
Employment History
Current Registrations
Shelter Wealth Strategies, LLC
Lake Avenue Financial LLC
Cambridge Investment Research, INC.Broker
Probitas Financial
Cooper Mcmanus
Previous Registrations
Devon Investment Advisory
Securities America, INC.Broker
Greystone Advisory Group LLC
Greystone Advisory Group LLC
Tcfg Wealth Management, LLCBroker
Probitas Financial
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Evolve Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.