James Holland is a registered investment advisor, based in San Antonio, TX, with 16 years of industry experience.
Location
111 West Houston Street, San Antonio, TX, 78205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Frost Investment Services
December 2023 - Present · 2 yrs 5 mos
Frost Brokerage Services, INC.Broker
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2016 - December 2023 · 7 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2023 · 11 yrs 2 mos
Chase Investment Services CORP.Broker
November 2009 - October 2012 · 2 yrs 11 mos
New England SecuritiesBroker
February 2009 - May 2009 · 3 mos
State Registrations10 states
AZCOMDMONCNVNYTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.