CS
CFP
CS
CFP

Colby Spann

14 Years of Experience
Clive, IA
Broker

Colby Spann is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Clive, IA, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

13137 University Ave, Clive, IA, 50325

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2020 - Present · 5 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLC
September 2011 - September 2020 · 9 yrs
RBC Capital Markets, LLCBroker
April 2011 - September 2020 · 9 yrs 5 mos
State Registrations7 states
COFLIAMIMNMTPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colby Spann - Financial Advisor | TrueAdvisor