Daniel Fleming is a CFP-designated registered investment advisor, based in San Diego, CA, with 17 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9275 Sky Park Court, Suite 350, San Diego, CA, 92123
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Fleming Wealth Management is a DBA for Cetera Business. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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