James Gorrell is a registered investment advisor, based in Chicago, IL, with 15 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Securities, LLCBroker
November 2012 - Present · 13 yrs 8 mos
Nuveen Asset Management, LLC
September 2011 - Present · 14 yrs 10 mos
Previous Registrations
Nuveen Securities, LLCBroker
August 2011 - July 2012 · 11 mos
Nuveen Fund Advisors, INC.
November 2010 - September 2011 · 10 mos
Metlife Securities INC.Broker
August 2009 - October 2009 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.