Frank Iozzo is a registered investment advisor at Fmi Financial, LTD., based in Oak Brook, IL, with 9 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 73 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FMI Financial offers two investment management options with different fee structures:
- Investment Management: A minimum annual fee of $1,000 or 1.00% on assets up to $5,000,000, 0.75% on assets between $5,000,001 and $10,000,000, and 0.50% on assets greater than $10,000,000, whichever is greater.
- Private Wealth Management: A minimum annual fee of $15,000 or 1.50% on the first $1,000,000, 1.0% on assets between $1,000,001 and $10,000,000, 0.5% on assets between $10,000,001 and $25,000,000, and 0.35% on assets greater than $25,000,000, whichever is greater.
Location
Oak Brook, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Fmi Financial, LTD.
Previous Registrations
J.P. Morgan Securities LLC
Chase Investment Services CORP.
State Registrations2 states
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