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Faith Chaffee

17 Years of Experience
Concord, CA
Broker

Faith Chaffee is a registered investment advisor, based in Concord, CA, with 17 years of industry experience.

Location

1655 Grant Street, 10th Floor, Concord, CA, 94520-2445

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Faith works full-time as a Senior Investment Specialist for AssetMark Investment Solutions of AssetMark, Inc., a registered investment advisor and affiliate of AssetMark Brokerage, LLC. This employment began in August 2013.

Employment History
Current Registrations
Assetmark Brokerage, LLC
August 2014 - Present · 12 yrs 1 mo
Assetmark Brokerage, LLCBroker
August 2014 - Present · 12 yrs 1 mo
Assetmark, INC.
July 2012 - Present · 14 yrs 2 mos
Previous Registrations
Capital Brokerage CorporationBroker
December 2013 - August 2014 · 8 mos
Capital Brokerage CorporationBroker
July 2012 - November 2013 · 1 yr 4 mos
Quasar Distributors, LLCBroker
February 2010 - July 2012 · 2 yrs 5 mos
Niemann Capital Management INC
February 2009 - July 2012 · 3 yrs 5 mos
State Registrations13 states
AKAZCACOHIIDMTNMNVORUTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Faith Chaffee - Financial Advisor | TrueAdvisor