Ryan Barker is a registered investment advisor, based in Colorado Springs, CO, with 16 years of industry experience.
Location
Colorado Springs, CO
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2019Final
Other Business Activities
Ryan is an advisory representative of a Registered Investment Advisor (RIA) and a business owner of Barker Investment Services. Both activities are investment-related and each take about 10-20% of Ryan's time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Cambridge Investment Research Advisors, INC.
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Lighthouse Financial LLC
October 2019 - January 2021 · 1 yr 3 mos
Accelerated Wealth Advisors LLC
August 2017 - June 2020 · 2 yrs 10 mos
Charles Schwab & CO., INC.
May 2013 - June 2017 · 4 yrs 1 mo
Charles Schwab & CO., INC.Broker
May 2013 - June 2017 · 4 yrs 1 mo
National Planning Corporation ("npc of America" in Fl & Ny)
August 2012 - April 2013 · 8 mos
National Planning CorporationBroker
August 2012 - April 2013 · 8 mos
Commonwealth Financial Network
September 2009 - August 2012 · 2 yrs 11 mos
Commonwealth Financial NetworkBroker
June 2009 - August 2012 · 3 yrs 2 mos
State Registrations16 states
AKAZCACOFLIDKSLAMTNENVNYOKTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.