Joshua Pelz is a registered investment advisor at Morgan Stanley, based in Sacramento, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
400 Capitol Mall, Suite 1900, Sacramento, CA, 95814
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2025 - Present · 7 mos
Morgan StanleyBroker
October 2025 - Present · 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2015 - October 2025 · 10 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2013 - October 2025 · 12 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2013 · 9 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
State Registrations43 states
AKALARAZCACOCTDCFLGAHIIAIDINKSKYLAMAMDMEMIMNMOMTNCNJNMNVNYOHOKORRISCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.