NG
NG

Nicholas Gagliardo

16 Years of Experience
Williamsville, NY
Broker

Nicholas Gagliardo is a registered investment advisor at Raymond James & Associates, INC., based in Williamsville, NY, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

6580 Main St Ste 1, Williamsville, NY, 14221

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2025 - Present · 11 mos
Raymond James & Associates, INC.
June 2025 - Present · 11 mos
Raymond James & Associates, INC.Broker
June 2025 - Present · 11 mos
Previous Registrations
Advice and Planning Services
December 2014 - May 2025 · 10 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2014 - May 2025 · 10 yrs 5 mos
Ameritas Investment CORP.Broker
October 2012 - December 2014 · 2 yrs 2 mos
Wilmington Trust Investment Advisors, INC.
April 2009 - September 2012 · 3 yrs 5 mos
State Registrations2 states
MONY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Gagliardo - Financial Advisor | TrueAdvisor