Brandon Wann is a registered investment advisor at LPL Financial LLC, based in Denver, CO, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4600 South Syracuse 9th Floor, Denver, CO, 80237
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brandon is a non-variable insurance agent since 2019, selling life, long-term care, fixed annuities, and Medicare supplement plans, dedicating a few hours per week. He also operates under Alliant Retirement and Investment Services as a DBA for his LPL business, spending about a quarter of his time overall and a few hours per week on securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Householder Group Estate & Retirement Specialists
Presidential Brokerage, INC.Broker
Presidential Brokerage, INC.
Investment Advisors
Proequities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.