Thaddaeus Allen
Thaddaeus Allen is a registered investment advisor at LPL Enterprise, LLC, based in Topeka, KS, with 16 years of industry experience. Thaddaeus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
2945 SW Wanamaker Dr, Suite 125, Topeka, KS, 66614
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Regulatory History (2)
Customer Dispute
August 2024Customer Dispute
February 2022Other Business ActivitiesSells Insurance
Thaddaeus is a partner in S&CJ Properties, LLC, a residential real estate investment and management company, dedicating minimal time. He is also an insurance agent since 2022, spending minimal time on insurance service and sales.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Smith Moore & CO.
Smith, Moore & CO.Broker
Edward Jones
Edward JonesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.