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Benjamin Ferguson

16 Years of Experience
Union City, TN
Broker

Benjamin Ferguson is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Union City, TN, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

201 West Washington Avenue, Union City, TN, 38261

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin owns River Bend Hunting Club, LLC, a hunting/recreational farm, since 2008, and Brown Creek Lodge LLC since 2021, spending minimal time on each. These activities are not investment-related.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
June 2010 - October 2019 · 9 yrs 4 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
March 2010 - October 2019 · 9 yrs 7 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Ferguson - Financial Advisor | TrueAdvisor