RM
RM

Richard Miktus

15 Years of Experience
Morristown, NJ
Broker

Richard Miktus is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Morristown, NJ, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

360 Mount Kemble Avenue, Morristown, NJ, 07960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard works as a financial advisor for 1792 Wealth Advisors LLC, dedicating about half of his time to this role. He spends over 41 hours per month on this activity during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2025 - Present · 1 yr 3 mos
Raymond James Financial Services, INC.Broker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2021 - December 2024 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2021 - December 2024 · 3 yrs 11 mos
Hsbc Securities (USA) INC.
January 2017 - January 2021 · 4 yrs
Hsbc Securities (USA) INC.Broker
January 2017 - January 2021 · 4 yrs
TD Ameritrade, INC.
August 2013 - October 2016 · 3 yrs 2 mos
Amerivest Investment Management, LLC
July 2013 - October 2016 · 3 yrs 3 mos
TD Ameritrade, INC.Broker
July 2013 - October 2016 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2010 - June 2013 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2010 - June 2013 · 2 yrs 7 mos
Laidlaw & Company (UK) LTD.Broker
June 2009 - July 2010 · 1 yr 1 mo
State Registrations25 states
AZCACOCTDCDEFLGAILMAMDMIMNNCNJNVNYPARISCSDTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.