Anthony Rossi
Anthony Rossi is a registered investment advisor at Signature Resources Capital Management, LLC, based in Newport Beach, CA, with 16 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 378 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.50% |
Fees are negotiable for accounts over $1,000,000. Additional program fees apply for accounts under $250,000 ranging from 0.10% to 0.30%.
Fee Estimator
Location
100 Bayview Circle, Suite 2200, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Judgment / Lien
September 2017Other Business ActivitiesSells Insurance
Anthony works as an agent for Signature Resources Insurance and Financial Services, focusing on insurance sales and service. This takes nearly full-time hours both during and outside of business hours.
Employment History
Current Registrations
Signature Resources Capital Management, LLC
Previous Registrations
Ae Wealth Management, LLC
Park Avenue Securities LLCBroker
Park Avenue Securities LLC
Capital Synergy Partners
Capital Synergy PartnersBroker
Innovatum Capital Partners, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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