Christopher Allan is a registered investment advisor, based in Dubuque, IA, with 16 years of industry experience.
Location
3390 Asbury Road, Dubuque, IA, 52002-2801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLC
August 2024 - Present · 1 yr 9 mos
Cetera Financial Specialists LLC
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLC
August 2024 - Present · 1 yr 9 mos
Cetera Investment Services LLC
August 2024 - Present · 1 yr 9 mos
Cetera Financial Specialists LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Investment Services LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Advisors LLCBroker
August 2024 - Present · 1 yr 9 mos
Avantax Planning Partners, INC.
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
January 2021 - September 2025 · 4 yrs 8 mos
Prudential Investment Management Services LLCBroker
March 2009 - August 2020 · 11 yrs 5 mos
State Registrations2 states
IATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.