Brian Sokol
Brian Sokol is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Toledo, IA, with 16 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
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Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
1003 S County Road, Toledo, IA, 52342
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is involved in several outside business activities, including president of a daycare, mayor of Toledo, IA, vice president of the Tama Toledo Chamber of Commerce, owner of a cattle and crop raising operation, board member of multiple organizations, manager of tax preparation and trust services, advisory rep of an RIA, and an independent insurance agent. He dedicates about half of his time to raising cattle and crops, about a quarter of his time to trust services, and about half of his time as an advisory rep of an RIA.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Broker Dealer Financial Services CORP.Broker
State Registrations28 states
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