Brian Sokol
Brian Sokol is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Toledo, IA, with 17 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
1003 S County Road, Toledo, IA, 52342
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is involved in several outside business activities, including president of a daycare, mayor of Toledo, IA, vice president of the Tama Toledo Chamber of Commerce, owner of a cattle and crop raising operation, board member of multiple organizations, manager of tax preparation and trust services, advisory rep of an RIA, and an independent insurance agent. He dedicates about half of his time to raising cattle and crops, about a quarter of his time to trust services, and about half of his time as an advisory rep of an RIA.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Broker Dealer Financial Services CORP.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.