ML
CFA
ML
CFA

Michael Lukin

1 Year of Experience
Sydney NSW

Michael Lukin is a CFA-designated registered investment advisor at Roc Partners (US) LLC, based in Sydney NSW, with 1 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $110M in assets under management.

Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$105.4M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Level 4, 11 Young Street, Sydney NSW, 2000

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael serves as a director for several Roc Capital related entities, acting as corporate trustee to Roc private funds, dedicating minimal time to each. He also serves as a director for several unaffiliated entities in a personal role, also dedicating minimal time.

Employment History
Current Registrations
Roc Partners (US) LLC
November 2024 - Present · 1 yr 6 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.