Adam Tau
Adam Tau is a registered investment advisor at Ae Wealth Management, LLC, based in Palm Beach Gardens, FL, with 16 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 111,059 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AE Wealth Management charges a fee based on a percentage of your portfolio for both model portfolio solutions and direct asset management services. This fee is calculated monthly based on the average daily balance of your account and is billed at the end of the month. The specific fee is negotiable and can vary depending on factors such as the type of client, complexity, and the amount invested. The maximum annual fee is 2.5%. The fee includes a portion for AEWM and potentially a portion for the manager of the selected model portfolio. If you are a client of a Third-Party Registered Investment Advisor, they will determine whether AEWM's services are provided on a wrap fee or non-wrap fee basis.
Location
800 Village Square Crossing, Suite 220, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (2)
Regulatory
December 2015Customer Dispute
August 2013Other Business ActivitiesSells Insurance
Adam is an insurance agent with Advisors Excel, a director at WC Hoover & Co, LLC (providing health insurance), and a partner in Dynamic Wealth Strategies, Inc. (offering life insurance, annuities, securities, and wealth management). He also has ownership stakes in multiple e-commerce stores and rental property, but spends minimal time on these ventures.
Employment History
Current Registrations
Ae Wealth Management, LLC
Previous Registrations
Madison Avenue Securities, LLC
Madison Avenue Securities, LLCBroker
Cetera Advisor Networks LLCBroker
North Ridge Securities CORP.Broker
Nylife Securities LLCBroker
Garden State Securities, INC.Broker
Charles Morgan Securities, INC.Broker
Spartan Capital Securities, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.