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Adam Tau

Ae Wealth Management, LLC
17 Years of Experience
Jersey City, NJ
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Adam Tau is a registered investment advisor at Ae Wealth Management, LLC, based in Jersey City, NJ, with 17 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 128,073 clients with $50B in assets under management.

Ae Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
461 advisors
Number of Clients
128,073 clients
Average Client Portfolio
$389K average
Assets Under Management
$49.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiable and set by individual investment advisor representatives up to a maximum annual rate of 2.50% (rates above 2.0% require compliance approval).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 Hudson Street, 21st Floor, Jersey City, NJ, 07302

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2015
Final
Customer Dispute
August 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Adam is an insurance agent with Advisors Excel, a director at WC Hoover & Co, LLC (providing health insurance), and a partner in Dynamic Wealth Strategies, Inc. (offering life insurance, annuities, securities, and wealth management). He also has ownership stakes in multiple e-commerce stores and rental property, but spends minimal time on these ventures.

Employment History
Current Registrations
Ae Wealth Management, LLC
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Madison Avenue Securities, LLC
February 2020 - February 2026 · 6 yrs
Madison Avenue Securities, LLCBroker
February 2020 - February 2026 · 6 yrs
Cetera Advisor Networks LLCBroker
February 2019 - February 2020 · 1 yr
North Ridge Securities CORP.Broker
March 2016 - February 2019 · 2 yrs 11 mos
Nylife Securities LLCBroker
January 2013 - December 2015 · 2 yrs 11 mos
Garden State Securities, INC.Broker
April 2010 - January 2013 · 2 yrs 9 mos
Charles Morgan Securities, INC.Broker
June 2009 - March 2010 · 9 mos
Spartan Capital Securities, LLCBroker
March 2009 - July 2009 · 4 mos
State Registrations2 states
FLNJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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