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ZM
CFP · ChFC
ZM
CFP · ChFC

Zachary Mulford

MML Investors Services, LLC
17 Years of Experience
Madison, WI
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Zachary Mulford is a CFP, ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Madison, WI, with 17 years of industry experience. Zachary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

525 Junction Road, Suite 8100, North Tower, Madison, WI, 53717

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History

Regulatory History (1)
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Criminal
September 2008
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Zachary owns Gateway Properties LLC, a real estate business, and spends minimal time on it. He also works as an insurance agent selling life insurance, dedicating minimal time to this activity as well.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
July 2014 - March 2017 · 2 yrs 8 mos
Msi Financial Services, INC.
July 2014 - March 2017 · 2 yrs 8 mos
LPL Financial LLC
November 2013 - July 2014 · 8 mos
LPL Financial LLCBroker
November 2013 - July 2014 · 8 mos
Associated Investment Services, INC.
April 2011 - November 2013 · 2 yrs 7 mos
Associated Investment Services, INC.Broker
October 2010 - November 2013 · 3 yrs 1 mo
Waddell & Reed, INC.
January 2010 - October 2010 · 9 mos
Waddell & Reed, INC.Broker
April 2009 - October 2010 · 1 yr 6 mos
State Registrations23 states
AKALAZCACOFLIAILKYMIMNMOMTNEOHOKPASCTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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