DB
DB

David Brown

16 Years of Experience
Knoxville, TN
Broker

David Brown is a registered investment advisor at Wells Fargo Advisors, based in Knoxville, TN, with 16 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

123 Center Park Dr, Ste 204, Knoxville, TN, 37922

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
October 2018 - Present · 7 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - October 2018 · 2 yrs 1 mo
Suntrust Investment Services, INC.Broker
May 2012 - October 2018 · 6 yrs 5 mos
Suntrust Investment Services, INC.
May 2012 - December 2016 · 4 yrs 7 mos
Edward Jones
May 2009 - April 2012 · 2 yrs 11 mos
Edward JonesBroker
May 2009 - April 2012 · 2 yrs 11 mos
State Registrations8 states
CAFLGAMOMTNCSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.