Erick Carlos is a registered investment advisor, based in Dallas, TX, with 16 years of industry experience.
Location
17304 Preston Rd, Suite 800, Dallas, TX, 75252
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Erick is involved in several business activities, including NEC Capital LLC (for tax/investment purposes), Texas Private Wealth Advisors LLC and Business First Wealth Solutions Group (DBAs for LPL business), Bulldogs of Grapevine (owner/breeder), real estate rental, Texas Private Wealth Insurance Group, and Southern Methodist University (instructor). He dedicates minimal time to NEC Capital LLC and real estate rental, a few hours per week to Texas Private Wealth Insurance Group, about 10-20% of his time to Southern Methodist University and Business First Wealth Solutions Group, and nearly full-time to Texas Private Wealth Advisors LLC.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
LPL Financial LLC
Visionpoint Advisory Group
LPL Financial LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.