James Baker
James Baker is a CFA-designated registered investment advisor at J.P. Morgan Securities LLC, based in Boston, MA, with 16 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
50 Rowes Wharf, Floor 03, Boston, MA, 02110
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2023Other Business Activities
James is a board member of Silver Lining Mentoring, a non-profit organization, since 2020. He dedicates minimal time to this role and serves on the finance committee.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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