Jason Berghold is a registered investment advisor, based in Cheektowaga, NY, with 14 years of industry experience.
Location
300 Airborne Parkway, Suite 216, Cheektowaga, NY, 14225
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jason volunteers as a high school football coach at Depew High School. This activity is not investment-related.
Employment History
Current Registrations
Cetera Advisors LLC
November 2022 - Present · 3 yrs 10 mos
Cetera Financial Specialists LLC
November 2022 - Present · 3 yrs 10 mos
Cetera Wealth Services, LLC
November 2022 - Present · 3 yrs 10 mos
Cetera Advisors LLCBroker
November 2022 - Present · 3 yrs 10 mos
Cetera Financial Specialists LLCBroker
November 2022 - Present · 3 yrs 10 mos
Cetera Wealth Services, LLCBroker
November 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 5 mos
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 3 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 3 mos
Previous Registrations
Foresters Financial Services, INC.Broker
October 2017 - June 2019 · 1 yr 8 mos
Key Investment Services LLCBroker
January 2015 - November 2015 · 10 mos
Key Investment Services LLCBroker
May 2011 - November 2014 · 3 yrs 6 mos
First Investors CorporationBroker
March 2009 - March 2011 · 2 yrs
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.