Kelsey Bengoa
Kelsey Bengoa is a registered investment advisor at LPL Financial LLC, based in Los Olivos, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2445 Alamo Pintado Ave, Suite 205-B, Los Olivos, CA, 93441
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2015Other Business Activities
Kelsey operates Bengoa Financial Management as a DBA for her LPL business, dedicating about a quarter of her time. She also provides mortgage/real estate services through Coastal Funding, LLC (about 10-20% of her time) and SYV Wealth Advisors as another DBA for her LPL business (about a quarter of her time).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.