Kelsey Bengoa
Kelsey Bengoa is a registered investment advisor at LPL Financial LLC, based in Los Olivos, CA, with 17 years of industry experience. Kelsey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2445 Alamo Pintado Ave, Suite 205-B, Los Olivos, CA, 93441
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2015Other Business Activities
Kelsey operates Bengoa Financial Management as a DBA for her LPL business, dedicating about a quarter of her time. She also provides mortgage/real estate services through Coastal Funding, LLC (about 10-20% of her time) and SYV Wealth Advisors as another DBA for her LPL business (about a quarter of her time).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Christen Nielsen, CFPEdward Jones