Brendan Reardon
Brendan Reardon is a registered investment advisor at Rose Capital Advisors, LLC, based in East Falmouth, MA, with 15 years of industry experience. Brendan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 6 more. Their firm serves 375 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rose Capital Advisors offers investment management through a wrap fee program and private funds, with specific fee schedules detailed in separate program brochures. For private pooled investment vehicles managed by the firm, investors pay an annual management fee of 0.50% on committed capital and subsequently on invested capital for five years, along with potential performance-based incentive fees if returns exceed an established benchmark or hurdle rate.
Location
East Falmouth, MA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brendan is an informal advisor for Beeken Biomedical, a board member for Black Dog Enterprises, LLC, and a board member for Natick Retirement Board. He is also Director of Client Solutions for Rose Capital Advisors, LLC (about a quarter of his time), sole manager of Rivers End, LLC, and a registered representative for Saxony Securities, Inc.
Employment History
Current Registrations
Rose Capital Advisors, LLC
Saxony Securities, INC.Broker
Saxony Securities, INC.
Previous Registrations
Russell Investments Implementation Services, LLCBroker
Russell Financial Services, INC., Part of Russell InvestmentsBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert Barry, ChFCFounders Financial Securities, LLC