James Slaughter
James Slaughter is a registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
915 Highland Pt. Drive, Suite 150, Roseville, CA, 95678
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a board member/owner of Daycation for Seniors and owns a franchise of the same company, dedicating minimal time and a few hours per week respectively. He also owns Sierra Ridge Wealth Management, where he works nearly full-time as an investment advisor representative and sells insurance products, spending about 10-20% of his time on insurance sales and service, and owns JC Fair Oaks, LLC, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Waddell & Reed
Waddell & ReedBroker
State Registrations41 states
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