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CFP
SG
CFP

Steven Gillespie

LPL Financial LLC
16 Years of Experience
Atlanta, GA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Gillespie is a CFP-designated registered investment advisor at LPL Financial LLC, based in Atlanta, GA, with 16 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1025 Virginia Avenue, Atlanta, GA, 30354

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven has a DBA for his LPL business under Delta Community Retirement & Investment Services since 2014. He also works for Delta Community Credit Union as a business analyst/sales assistant, dedicating about 10% of his time, and sells non-variable insurance through ASH Brokerage, also dedicating about 10% of his time.

Employment History
Current Registrations
LPL Financial LLC
August 2014 - Present · 12 yrs 2 mos
LPL Financial LLC
July 2014 - Present · 12 yrs 3 mos
LPL Financial LLCBroker
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
CUNA Brokerage Services, INC.
September 2010 - August 2014 · 3 yrs 11 mos
CUNA Brokerage Services, INC.Broker
August 2010 - August 2014 · 4 yrs
State Registrations15 states
ALAZCACOFLGAHIIAMINCNYOHSCSDVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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