David Moore is a registered investment advisor, based in Chicago, IL, with 16 years of industry experience.
Location
Citi Private Bank, 227 West Monroe Street - 24, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2026 - Present · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2026 - Present · 2 mos
Previous Registrations
Citi Private Alternatives, LLCBroker
March 2017 - March 2026 · 9 yrs
Citigroup Global Markets INC.
April 2011 - March 2026 · 14 yrs 11 mos
Citigroup Global Markets INC.Broker
October 2010 - March 2026 · 15 yrs 5 mos
J.P. Morgan Securities LLCBroker
August 2009 - September 2010 · 1 yr 1 mo
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.