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Gregory Sherman

15 Years of Experience
Santa Monica, CA
Broker

Gregory Sherman is a registered investment advisor at Morgan Stanley, based in Santa Monica, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

100 Wilshire Boulevard, Suite 1900, Santa Monica, CA, 90401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory is involved with a trust in Westlake Village, California since 2021. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
November 2021 - Present · 4 yrs 8 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 8 mos
Morgan Stanley
November 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2021 - November 2021 · 10 mos
Wells Fargo Clearing Services, LLC
January 2021 - November 2021 · 10 mos
J.P. Morgan Securities LLC
October 2011 - November 2020 · 9 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2011 - November 2020 · 9 yrs 1 mo
Wells Fargo Advisors, LLC
August 2010 - October 2011 · 1 yr 2 mos
Wells Fargo Advisors, LLCBroker
July 2010 - October 2011 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Gregory Sherman - Financial Advisor | TrueAdvisor