Joseph Foxworth
Joseph Foxworth is a registered investment advisor at MML Investors Services, LLC, based in Houston, TX, with 15 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Three Greenway Plaza, Suite 1500, Houston, TX, 77046
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2015Criminal
November 2005Other Business ActivitiesSells Insurance
Joseph sells individual life insurance, health insurance, group life insurance, and group health insurance since 2014. This takes a few hours per week, with about half of that time occurring during SEC trading hours.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.