TrueAdvisor
TrueAdvisor
MW
CFP
MW
CFP

Marshall Weintraub

LPL Financial LLC
13 Years of Experience
Portland, OR
BrokerSells Insurance
View SEC Summary
View SEC Summary

Marshall Weintraub is a CFP-designated registered investment advisor at LPL Financial LLC, based in Portland, OR, with 13 years of industry experience. Marshall is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5550 South Macadam Ave Ste 120, Portland, OR, 97239

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Marshall is an independent insurance agent for various insurance companies through Finity Group LLC, spending a few hours per week on this activity. He is also a co-author of 'Financial Planning Basics for Doctors' and an advisory representative of a RIA, CIRA, dedicating full-time hours to this.

Employment History
Current Registrations
LPL Financial LLC
May 2026 - Present · 5 mos
LPL Financial LLC
May 2026 - Present · 5 mos
LPL Financial LLCBroker
May 2026 - Present · 5 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
May 2013 - May 2026 · 13 yrs
Cambridge Investment Research, INC.Broker
May 2013 - May 2026 · 13 yrs
Cri Securities, LLCBroker
September 2011 - November 2011 · 2 mos
Securian Financial Services, INC.Broker
September 2011 - November 2011 · 2 mos
State Registrations47 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Portland, OR →All financial advisors in Oregon →