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Nathaniel Starkey

16 Years of Experience
Rapid City, SD
BrokerSells Insurance

Nathaniel Starkey is a registered investment advisor at LPL Financial LLC, based in Rapid City, SD, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1508 Mountain View Road, Rapid City, SD, 57702

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nathaniel operates his LPL business through BMS Financial Advisors, LLC, dedicating full-time hours. He also has a business entity, Starview Wealth LLC, for tax/investment purposes, also dedicating full-time hours, and sells non-variable insurance through Diversified Brokerage Services, dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2023 - Present · 2 yrs 8 mos
LPL Financial LLC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - September 2023 · 0 mos
Sagepoint Financial, INC.
March 2021 - September 2021 · 6 mos
Bms Financial Advisors, LLC
October 2020 - November 2023 · 3 yrs 1 mo
Sagepoint Financial, INC.Broker
September 2020 - September 2023 · 3 yrs
Grant Williams L.P.Broker
February 2020 - September 2020 · 7 mos
Woodbury Financial Services, INC.
December 2017 - January 2020 · 2 yrs 1 mo
Sagepoint Financial, INC.Broker
December 2017 - January 2020 · 2 yrs 1 mo
Woodbury Financial Services, INC.Broker
December 2017 - January 2020 · 2 yrs 1 mo
Sagepoint Financial, INC.
December 2017 - January 2020 · 2 yrs 1 mo
Fsc Securities CorporationBroker
December 2017 - January 2020 · 2 yrs 1 mo
Royal Alliance Associates, INC.Broker
December 2017 - January 2020 · 2 yrs 1 mo
Sii Investments, INC.Broker
December 2015 - November 2017 · 1 yr 11 mos
Invest Financial CorporationBroker
December 2015 - November 2017 · 1 yr 11 mos
Investment Centers of America, INC.Broker
December 2015 - November 2017 · 1 yr 11 mos
National Planning Corporation ("npc of America" in Fl & Ny)
April 2014 - November 2017 · 3 yrs 7 mos
National Planning CorporationBroker
April 2014 - November 2017 · 3 yrs 7 mos
Curian Capital, LLC
April 2013 - April 2014 · 1 yr
Jackson National Life Distributors LLCBroker
May 2009 - April 2014 · 4 yrs 11 mos
State Registrations23 states
AKALARAZCACOGAIAILKSMNMOMTNVNYOKORSCSDTXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.