TrueAdvisor
TrueAdvisor
FL
FL

Franklin Lara

Independent Financial Group, LLC
17 Years of Experience
Chino Hills, CA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Franklin Lara is a registered investment advisor at Independent Financial Group, LLC, based in Chino Hills, CA, with 17 years of industry experience. Franklin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13925 City Center Drive #200-235, Chino Hills, CA, 91709

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2021
Settled
Judgment / Lien
September 2018
Judgment / Lien
April 2015
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Franklin is an IAR of DBA Peak Financial, Inc. for marketing purposes and a CA insurance agent of DBA Peak Financial Insurance Agency, offering sales of various insurance products. He also is part owner of a transportation company, dedicating about 10-20% of his time to it.

Employment History
Current Registrations
Independent Financial Group, LLC
July 2013 - Present · 13 yrs 3 mos
Independent Financial Group, LLCBroker
July 2013 - Present · 13 yrs 3 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
March 2011 - July 2013 · 2 yrs 4 mos
National Planning CorporationBroker
May 2009 - July 2013 · 4 yrs 2 mos
State Registrations8 states
CACOHIMANVOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Chino Hills, CA →All financial advisors in California →