Franklin Lara
Franklin Lara is a registered investment advisor at Independent Financial Group, LLC, based in Chino Hills, CA, with 16 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
13925 City Center Drive #200-235, Chino Hills, CA, 91709
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2021Judgment / Lien
September 2018Judgment / Lien
April 2015Other Business ActivitiesSells Insurance
Franklin is an IAR of DBA Peak Financial, Inc. for marketing purposes and a CA insurance agent of DBA Peak Financial Insurance Agency, offering sales of various insurance products. He also is part owner of a transportation company, dedicating about 10-20% of his time to it.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.