Alejandro Lopez-Lule is a registered investment advisor, based in Greenwood Village, CO, with 16 years of industry experience.
Location
8515 E Orchard Rd, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.Broker
March 2018 - Present · 8 yrs 2 mos
Empower Advisory Group, LLC
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Gwfs Equities, INC.Broker
June 2015 - September 2016 · 1 yr 3 mos
Tiaa-Cref Advice and Planning Services
September 2014 - March 2015 · 6 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2010 - March 2015 · 4 yrs 6 mos
Chase Investment Services CORP.Broker
September 2009 - September 2010 · 1 yr
State Registrations2 states
COKS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.