Jason Swartley
Jason Swartley is a registered investment advisor at Osaic Wealth, INC., based in Geneva, NY, with 13 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
122 North Genesee St, Suite A203, Geneva, NY, 14556
Get directionsHistory
Regulatory History (1)
Financial
November 2016Other Business ActivitiesSells Insurance
Jason is a managing member of J.G. Swartley Properties LLC, dealing with rental properties, construction, and real estate wholesaling, dedicating about 10-20% of his time. He also works as an insurance agent/owner selling insurance, accident/health, and annuity products, also dedicating a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Hornor, Townsend & Kent, LLCBroker
Metlife Securities INC.Broker
Pruco Securities, LLC.Broker
MML Investors Services, LLCBroker
Nylife Securities LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.