Dana Rodrigues
Dana Rodrigues is a registered investment advisor at Cetera Investment Advisers LLC, based in Wakefield, MA, with 16 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1 Albion Street, 3rd Floor, Wakefield, MA, 01880
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dana sells fixed insurance products including life, disability, health, annuities, and long-term care. Dana is also a financial advisor/IAR with Affiliated Financial Group, providing financial, insurance, and estate planning services, taking about a quarter of their time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital CORP.Broker
Metlife Securities INC.Broker
New England SecuritiesBroker
Bright Trading, LLCBroker
State Registrations11 states
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